By Judit Maria Toth, Law Department,
Peter Balazs, Center for EU Enlargement Studies, CEU,
Jin Schneider, Prague Security Studies Institute, Praha
Eugeniusz Smolar, Center for International Relations,
This policy brief was produced within the project
"STRENGTHENING CENTRAL EUROPEAN CONTRIBUTION TO THE EASTERN DIMENSION OFTHE EU'S CFSP"
This project is supported by
THE GERMAN MARSHALL FUND OFTHE UNITED STATES
THE INTERNATIONAL VISECRAD FUND
Schengen - at a New Crossroads
The recent enlargement of the Schengen zone has been a major step towards the completion of the integration process of the enlarged EU that is based on the four fundamental freedoms, including the free movement of persons within the
The lack of consensus over the EU's Eastern policy and a low trust in the preparedness of the new member states to implement the Schengen acquis represents a strategic challenge for the EU and its common neighbourhood, security, migration and cohesion policies. The Schengen enlargement has become one of the most challenging tests for solidarity among the member states, which is a fundamental principle of the European integration. The implementation of the Schengen acquis will be affected by the following challenges:
(1) the future enlargement of the EU and the Schengen zone - the level of integration of member and candidate states will be benchmarked by their ability to implement the Schengen acquis, accompanied by compensatory measures, while SIS II is not yet operational;
(2) the European Neighbourhood Policy - by creating new barriers and bottlenecks, we have weakened the incentives for the neighbouring societies to see the EU favourably and to move towards modernization through faster integration and harmonization with the EU. The impact of the ENP in terms of promoting human rights, good governance and democracy in partner countries has been very modest. In fact, the ENP has generated contradictions and even negative reactions in the neighbouring countries. ENP instruments seem insufficient to effectively tackle the security challenges originating in the EU's wider and diverse neighbourhood.
(3) the Area of Freedom, Security and Justice shall be established through the free movement of all EU citizens, accompanied by the necessary legal guarantees. Efforts to manage the legal and illegal immigration through the external dimensions of the JHA agenda have been made by the creation of a security belt around the
Identifying the Challenges
The EU under the presidencies of
(1) Internal Labour Market
New member states keep emphasizing the need for the liberalisation of the employment of workers from new member states. Improving the mobility of EU citizens (as inactive labour forces in stock) should precede the facilitation of legal immigration from third countries and there is a clear priority in bridging the gaps in the labour market inside the EU. Nevertheless, neither the demographic nor the skilled labour deficit can be solved by a further liberalization of the EU labour market only, and a more active "labour immigration policy" is an economic imperative for the EU. In terms of social integration and adaptability, Eastern Europeans are the most desirable labour migrants to the EU.
(2) Non-Schengen EU members: Internal dividing lines? Non-Schengen EU citizens (Romanians, Bulgarians) face similar constraints to non-EU citizens at the borders of the Schengen area, and they are de facto excluded from free movement. Creating a new dividing line inside the EU should be avoided.
(3) Fears and concerns within the EU
Some Austrian and German concerns were voiced already on the eve of 21 December, 2007, expressing fears that public order and the internally reached security level could be endangered by the newly extended borders of Schengenland. The Bavarian Prime Minister and the
Austrian Minister of Home Affairs expressed concern over the free movement of perpetrators from the East1. Furthermore, a "No drive in" traffic sign welcomes visitors at crossing points in Slovenske Nove Mesto and numerous Austrian villages in the border zone. The signs were set up to restrain the movement of neighbouring Hungarians2. Are these actions a manifestation of deteriorating relations, or are they simply concerns that will pass once the beliefs are proven wrong?
(4) Migration Pressures
The implementation of migration laws has been complicated not only due to the heterogeneity of the applicable rules and case law, but also due to the differences in the legal status of migrants. In the hasty period of preparations to the Schengen acquis a farfetched transposition of ten directives on combating illegal migration and asylum had to be implemented in parallel. Naturally, similar security, public order and screening measures of new member states were combined regardless of the broader context of each.
Due to strict control at the external border zone, the number of detected illegal migrants and asylum seekers is growing.
During the first three weeks after the Schengen enlargement, 614 illegal migrants and 420 illegally entered asylum seekers were apprehended at the Polish-German and Czech-German borders, coming from Chechnya and Vietnam. 340 asylum seekers arrived in
The advancement of security, justice and freedom has been the leading aim of the EU and the Schengen zone enlargement (see the Hague Programme's score board). However, the screening out and readmission of illegal migrants has increased the costs of smuggling, the gravity of exploitation, and the level of organised crime activities.
Local reports from Mukacheve (
Despite the security measures, assistance in smuggling remains to be the only income for many families in the border zone. Only about one third of the illegal entrants can be apprehended, and thus these illegal activities still involve a low risk but high income in the
(5) Social Cohesion and Exclusion
The Schengen enlargement poses a challenge for the social and regional cohesion of the EU. The equality of the EU citizenship is challenged by the removal of beggars and homeless people (e.g. Roma persons' removal from
(6) TheEasternBordersoftheEU-BorderManagement(BM) The enlargement of the Schengen area directly influences
Moreover, higher transaction prices have been established than before the Schengen enlargement. The implementation of the Schengen acquis was not sufficiently communicated to the public. The transposition of the legal rules, the authorities and police control was not accompanied by an information campaign for local communities along the border about the rules of traffic, entry conditions, notices, etc. For instance, small border traffic or regional communication is in need of a reconstruction of bus stops, train stations, and roads that had been out of usage in previous decades. Since the Eastern enlargement, border regions have also been suffering from a steep increase of freight transportation, resulting in noise and pollution. Conditions for third country passengers have to be improved to diminish the snarling face of Schengen.
(7) The Eastern Borders of the EU -Cross-Border Cooperation (CBC) The ENP has reinforced the regional dimension by improving the territorial and social cohesion of the involved states through the Instruments of Pre-Accession (IPA) and the European Neighbourhood and Partnership Instrument (ENPI). So far regional development and cross-border co-operation have been inhibited by a lack of competence and finance at local level, the absence of the decentralisation of the local self-government, differences in legal frameworks, administrative rules and traditions in partner countries. In order to achieve sustainable economic and social development, a new generation of programmes and measures should be defined (2007-2013), aimed at progressive integration, deeper political co-operation and the development of common infrastructure. The EU's ability to manage its new external border effectively is challenged by existing legal, institutional and social gaps in the borderlands6. More specifically, the legal status of the Euroregions and their institutions has not been defined in a coherent way. It depends on whether the involved states are party to the Madrid Framework Agreement, its Additional Protocol7, whether they have concluded bilateral agreements on cross border co-operation, or whether they are partners in the European Croup of Territorial Cooperation8, and how the constitutional, national rules provide decentralisation and competences for local self-governments, regions or administrative levels. Furthermore, the involvement of the civil sector in the CBC has also been diverse. Thus, despite the positive political climate inspired by the integration, the supportive EU programmes and instruments of the CBC and ENP cannot provide the minimal coherent
legal basis necessary for the elimination of the dividing role of the (external) borders in this context.
(8) A Case for Subsidiarity - Bilateral Arrangements The ENP covers a very diverse community of neighbours of the EU:
The Schengen acquis should be adjusted to match the realities on the ground and it should also be harmonized with the goals of the ENP based on the following recommendations:
(1) The EU's external ability for action, such as the credible and successful ENP, depends on the internal impact of the extended Schengen zone. Therefore, it is necessary to harmonize the external aspects of the JHA and the ENP policy instruments (e.g. visa policy, visa procedure, energy solidarity). Legal and illegal migration are two completely different agendas that should be addressed by different policy instruments. The external border of the EU should be as open as possible for legal migrants ("friendly border"), and as closed as possible for illegal ones ("safe border"). A too strict visa regime impedes the desired legal movement of persons, but does not thwart the illegal migration from third countries. It should not be forgotten that illegal migrants from third countries never apply for a Schengen visa.
(2) The Commission should engage in extensive data and information collection about the impact of the enlarged Schengen area on the EU neighbours by requesting
(3) A public awareness campaign would be desirable to properly inform travellers so that they will be prepared for the new requirements of entry and residence. Currently, local internet portals and newspapers are gathering frequently asked questions and are publishing information on visas, letters of invitation, residence permits and fees11. This, however, is done on an ad hoc basis, without a clear coordination.
(4) In order to achieve a unified legal practice (to exclude an arbitrary one), a more convenient visa service for third country nationalsthrough establishment of joint consular offices is desirable12. Moreover, the facilitation of the movement of the residents of border regions with natural long-term economic and human ties should be considered (provided that authorities in neighbouring countries prove their ability to issue residence certificates for their citizens in respective regions in a transparent and abuse-free manner).
(5) The EU should assist its Eastern European neighbours in developing cooperation in the JHA area. A Partnership for Joint Border Management with neighbouring countries should be established. This may include various forms of cooperation and assistance, including the appointment of permanent liaison officers at the respective border control units, and common training programs on border protection standards and rules. In addition, the EU's Eastern borders would be far more secure if the Belarus-Russia and Ukraine-Russia borders were brought in line with higher security standards. Improved cooperation between the Eastern European countries in the area of readmission is urgently needed.
(6) Community agencies and programmes for Eastern EU and ENP states at regional level have to focus on developing the cross-border regional communities that may bridge the gaps or diminish the dividing lines made by the Schengen acquis. Moreover, sharp inequalities in social, environmental, infrastructural, and security capacities between the EU states and non-Schengen states should be
reduced. In this context, a development of the EU's regional policy towards Eastern European countries aimed at faster sectoral modernisation and solidarity may contribute to a better cohesion inside the
(7) Finally, a liberalised migration policy stimulating legal employment of qualified or semi-qualified workers on the basis of more comprehensive and up-to-date migration statistics would help accomplish the above-mentioned priorities, whereas its absence may hinder the EU's external action ability in JHA and ENP, tolerance, lawful migration management, community building and legality. The EU needs to develop an "active labour migration policy" to sustain its economic growth and social welfare. The special treatment of Eastern Europeans ('blue cards for E-Europeans") should be seriously considered in future adjustments of the Schengen system.
"Schengen is a Janus-face: internally it is smiling and externally it is snarling."13 There is an urgent need to work further to diminish the snarling face.
1 Der Standard 11 January 2008, Nepszabadsag 17 and 24 December 2007
2 Nepszabadsag, 24 December 2007, 5 January 2008
3 Bundesministry of the Interior,
5 Szabolcs Online interview with General Szepesi, Istvan - Headquarters of the Police (www.kaprpatinfo.net-24January 2008)
6 Fejes Zsuzsa et al.: Schengenre hangolva. Europai Muhelytanulmanyok, No.113,
7 Framework Convention on Cross-border Co-operation among local governments and administrative authorities (21 May 1980,
8 1082/2006/EC regulation of the European Parliament and the Council on EGTC (OJL of 31.07.2007)
9 Regulation (EC) No 1931/2006 of the European Parliament and of the Council of 20 December 2006 laying down rules on local border traffic at the external land borders of the Member States and amending the provisions of the Schengen Convention (OJ L 405 of 31.12.2006). Member States may conclude agreements on local border traffic with neighbouring third countries. They may also maintain existing agreements provided they comply with the Regulation. Furthermore, they must ensure that the third countries apply the principle of reciprocity and grant treatment that is at least comparable to citizens of the EU wishing to travel to its border area.
10 Similar precedents exist in the Schengen area, e.g. specific visa arrangements for local border traffic between the two
11 Tudnivalok vizumugyben (FAQ on Visa Issues) Karpati Igaz Szo, www. karpatinfo.net - 17 january 2008
12 On the experiences in Chisinau where Hungarian staff issues visa on behalf of other member states (e.g.
13 Ujszaszi, Ilona: Schengen arcai, 20 November 2007 www.delmagyar.hu